We live in a regulated world.
Humphrey has taken twenty years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every.
In Regulatory Compliance Fundamentals M.
L.
And for someone whose role is in Regulatory Compliance or Regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role.
We live in a regulated world